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ACFE CFE-Fraud-Investigations-and-Legal-Issues Exam Syllabus Topics:

SectionObjectives
Topic 1: Fraud Investigation Procedures- Evidence collection and preservation
- Planning and conducting fraud investigations
- Documentation and case management
Topic 2: Legal Process and Court Procedures- Courtroom procedures and testimony
- Rules of evidence and admissibility
- Rights of suspects and due process
Topic 3: Legal Elements of Fraud- Fraud statutes and regulatory frameworks
- Burden of proof and standards of evidence
- Criminal law vs civil law in fraud cases
Topic 4: Interviewing and Interrogation- Interview techniques and methodologies
- Behavioral cues and deception detection
- Admission and confession handling

ACFE Certified Fraud Examiner (CFE) - Fraud Investigations and Legal Issues Sample Questions:

Question #1

Tyson, a fraud examiner, is planning an interview with Brianna. the girlfriend of the central suspect in Tyson ' s investigation. Previous interviews with others have revealed that Brianna tends to be very protective of her boyfriend How should Tyson approach the interview with Brianna?

  • A. Avoid interviewing Brianna if possible due to Brianna ' s potential volatility.
  • B. Ask Brianna when she would prefer to be interviewed in an effort to provoke cooperation.
  • C. Conduct the interview with as little notice as possible so Brianna will be unprepared
  • D. Provide Brianna with advance notice prior to the interview to inhibit resentment.
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Correct Answer: C  🗳️

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Question #2

Boyd, a Certified Fraud Examiner (CFE). was hired to trace Lottie ' s financial transactions. During his investigation. Boyd obtains records of electronic payments that Lottie made during the past five years. Which of the following are these records MOST LIKELY to reveal?

  • A. The assets that Lottie has purchased
  • B. If Lottie is skimming her employer ' s funds
  • C. The division and distribution of Lottie ' s assets
  • D. The market value of any real property Lottie owns
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Correct Answer: A  🗳️

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Question #3

Greta is convicted of white-collar crime. However, her sentence is suspended in return for her promise of good behavior. Which of the following BEST describes Greta ' s sentence?

  • A. Determinate sentence
  • B. indeterminate sentence
  • C. Probation
  • D. Deferred prosecution agreement
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Correct Answer: C  🗳️

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Question #4

Which of the following situations would MOST LIKELY require access to nonpublic records to develop evidence?

  • A. Reviewing an individual ' s personal mobile phone records
  • B. Obtaining a company ' s business filings
  • C. Finding out where a person lives
  • D. Determining who owns a piece of real estate
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Correct Answer: A  🗳️

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Question #5

Which of the following is NOT a best practice for obtaining a signed statement?

  • A. Have the suspect write out the entire statement in their own handwriting
  • B. Add subsequent facts to the statement as an addendum.
  • C. Have two individuals witness the signing of the document when possible.
  • D. Prepare separate statements for unrelated offenses
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Correct Answer: A  🗳️

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